當前位置：
關于公司創業板非公開發行股票調整方案的事前認可意見
根據《關于(yu)(yu)(yu)(yu)(yu)(yu)在上(shang)市(shi)(shi)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)建立(li)獨立(li)董(dong)事(shi)(shi)制度(du)的(de)(de)指導意(yi)(yi)見(jian)》、《深圳證(zheng)券交(jiao)易(yi)所股(gu)(gu)票(piao)(piao)上(shang)市(shi)(shi)規則（2019年(nian)(nian)修(xiu)訂(ding)）》、《創(chuang)業板上(shang)市(shi)(shi)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)規范運作(zuo)指引(yin)（2015年(nian)(nian)修(xiu)訂(ding)）》等(deng)(deng)法(fa)律(lv)、法(fa)規等(deng)(deng)規范性文件(jian)規定，結合(he)(he)(he)新疆機械研究院股(gu)(gu)份(fen)有限公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)（以下(xia)簡稱(cheng)“公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)”）《公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)章(zhang)程》等(deng)(deng)有關規定，我們作(zuo)為公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)獨立(li)董(dong)事(shi)(shi)，基于(yu)(yu)(yu)(yu)(yu)(yu)獨立(li)判斷的(de)(de)立(li)場，我們對(dui)擬提交(jiao)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)第四屆(jie)董(dong)事(shi)(shi)會第十四次會議(yi)(yi)(yi)所審(shen)議(yi)(yi)(yi)的(de)(de)《關于(yu)(yu)(yu)(yu)(yu)(yu)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)符合(he)(he)(he)非(fei)(fei)(fei)公(gong)(gong)(gong)(gong)(gong)(gong)開(kai)(kai)發(fa)行股(gu)(gu)票(piao)(piao)條(tiao)件(jian)的(de)(de)議(yi)(yi)(yi)案(an)(an)(an)(an)》、《關于(yu)(yu)(yu)(yu)(yu)(yu)調整公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)非(fei)(fei)(fei)公(gong)(gong)(gong)(gong)(gong)(gong)開(kai)(kai)發(fa)行股(gu)(gu)票(piao)(piao)方(fang)案(an)(an)(an)(an)的(de)(de)議(yi)(yi)(yi)案(an)(an)(an)(an)》、《關于(yu)(yu)(yu)(yu)(yu)(yu)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)非(fei)(fei)(fei)公(gong)(gong)(gong)(gong)(gong)(gong)開(kai)(kai)發(fa)行股(gu)(gu)票(piao)(piao)預案(an)(an)(an)(an)（修(xiu)訂(ding)稿）的(de)(de)議(yi)(yi)(yi)案(an)(an)(an)(an)》、《關于(yu)(yu)(yu)(yu)(yu)(yu)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)非(fei)(fei)(fei)公(gong)(gong)(gong)(gong)(gong)(gong)開(kai)(kai)發(fa)行股(gu)(gu)票(piao)(piao)方(fang)案(an)(an)(an)(an)論證(zheng)分析報告（修(xiu)訂(ding)稿）的(de)(de)議(yi)(yi)(yi)案(an)(an)(an)(an)》、《關于(yu)(yu)(yu)(yu)(yu)(yu)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)非(fei)(fei)(fei)公(gong)(gong)(gong)(gong)(gong)(gong)開(kai)(kai)發(fa)行股(gu)(gu)票(piao)(piao)募集資(zi)金使用的(de)(de)可(ke)行性分析報告（修(xiu)訂(ding)稿）的(de)(de)議(yi)(yi)(yi)案(an)(an)(an)(an)》、《關于(yu)(yu)(yu)(yu)(yu)(yu)本次非(fei)(fei)(fei)公(gong)(gong)(gong)(gong)(gong)(gong)開(kai)(kai)發(fa)行股(gu)(gu)票(piao)(piao)攤薄即期(qi)回(hui)報及填補回(hui)報措(cuo)施(shi)（修(xiu)訂(ding)稿）的(de)(de)議(yi)(yi)(yi)案(an)(an)(an)(an)》、《關于(yu)(yu)(yu)(yu)(yu)(yu)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)本次非(fei)(fei)(fei)公(gong)(gong)(gong)(gong)(gong)(gong)開(kai)(kai)發(fa)行股(gu)(gu)票(piao)(piao)涉及關聯(lian)交(jiao)易(yi)的(de)(de)議(yi)(yi)(yi)案(an)(an)(an)(an)》、《關于(yu)(yu)(yu)(yu)(yu)(yu)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)與嘉興華控騰匯股(gu)(gu)權投(tou)資(zi)合(he)(he)(he)伙(huo)(huo)企(qi)(qi)業（有限合(he)(he)(he)伙(huo)(huo)）重新簽(qian)署(shu)非(fei)(fei)(fei)公(gong)(gong)(gong)(gong)(gong)(gong)開(kai)(kai)發(fa)行股(gu)(gu)份(fen)認購協議(yi)(yi)(yi)的(de)(de)議(yi)(yi)(yi)案(an)(an)(an)(an)》、《關于(yu)(yu)(yu)(yu)(yu)(yu)提請股(gu)(gu)東(dong)大會批(pi)準嘉興華控騰匯股(gu)(gu)權投(tou)資(zi)合(he)(he)(he)伙(huo)(huo)企(qi)(qi)業（有限合(he)(he)(he)伙(huo)(huo)）免于(yu)(yu)(yu)(yu)(yu)(yu)以要約收(shou)購方(fang)式增持公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)股(gu)(gu)份(fen)的(de)(de)議(yi)(yi)(yi)案(an)(an)(an)(an)》等(deng)(deng)議(yi)(yi)(yi)案(an)(an)(an)(an)發(fa)表事(shi)(shi)前認可(ke)意(yi)(yi)見(jian)如下(xia)：
1、公(gong)司本次調整非公(gong)開(kai)發行(xing)(xing)股票的(de)有關(guan)方(fang)案、預案（修訂(ding)稿）符合《公(gong)司法(fa)》、《證券法(fa)》及《創(chuang)業板上市公(gong)司證券發行(xing)(xing)管理暫行(xing)(xing)辦法(fa)》等法(fa)律、法(fa)規(gui)(gui)(gui)及規(gui)(gui)(gui)范(fan)性文件(jian)的(de)規(gui)(gui)(gui)定，方(fang)案合理、切(qie)實可(ke)行(xing)(xing)，不存(cun)在(zai)損害(hai)公(gong)司和其他股東的(de)利益(yi)的(de)情形。
2、公(gong)司本(ben)(ben)次非(fei)公(gong)開(kai)發行(xing)(xing)募集(ji)資(zi)(zi)金使用符(fu)合法律法規(gui)(gui)和相關政策的規(gui)(gui)定，具(ju)有(you)可行(xing)(xing)性。本(ben)(ben)次非(fei)公(gong)開(kai)發行(xing)(xing)募集(ji)資(zi)(zi)金到(dao)位并使用后，公(gong)司資(zi)(zi)產(chan)負債(zhai)率將有(you)所(suo)降(jiang)低，有(you)利(li)(li)(li)于改善公(gong)司資(zi)(zi)本(ben)(ben)結(jie)構，降(jiang)低財務風險，提升(sheng)盈利(li)(li)(li)水平，推動公(gong)司業(ye)務持(chi)續健(jian)康(kang)發展，不存在損害(hai)公(gong)司及其股(gu)東、特別是中小股(gu)東利(li)(li)(li)益的情形。
3、本次非公(gong)(gong)開發行(xing)股(gu)(gu)(gu)票的(de)(de)認購(gou)對象(xiang)為嘉(jia)興華控(kong)(kong)(kong)騰匯股(gu)(gu)(gu)權(quan)投(tou)資合伙(huo)企業(ye)（有(you)限合伙(huo)）（以下簡稱“嘉(jia)興華控(kong)(kong)(kong)”），嘉(jia)興華控(kong)(kong)(kong)系公(gong)(gong)司控(kong)(kong)(kong)股(gu)(gu)(gu)股(gu)(gu)(gu)東(dong)，其(qi)(qi)認購(gou)公(gong)(gong)司本次非公(gong)(gong)開發行(xing)股(gu)(gu)(gu)份構成(cheng)關(guan)聯交(jiao)易(yi)(yi)。關(guan)聯交(jiao)易(yi)(yi)雙方發生交(jiao)易(yi)(yi)的(de)(de)理由合理、充(chong)分(fen)，關(guan)聯交(jiao)易(yi)(yi)定價原則和方法恰當、合理，且關(guan)聯交(jiao)易(yi)(yi)相關(guan)事項履行(xing)了必要的(de)(de)關(guan)聯交(jiao)易(yi)(yi)內部決策(ce)程序(xu)，關(guan)聯交(jiao)易(yi)(yi)沒有(you)違反(fan)公(gong)(gong)開、公(gong)(gong)平、公(gong)(gong)正的(de)(de)原則，不存在損(sun)害公(gong)(gong)司及其(qi)(qi)股(gu)(gu)(gu)東(dong)尤其(qi)(qi)是中小(xiao)股(gu)(gu)(gu)東(dong)利(li)益的(de)(de)行(xing)為。
4、通過審閱公司重新簽署的《新疆機械研(yan)究(jiu)院(yuan)股(gu)份(fen)有限(xian)公(gong)(gong)司(si)(si)(si)(si)與嘉(jia)興(xing)華(hua)控騰匯(hui)股(gu)權投資合(he)伙(huo)(huo)企業（有限(xian)合(he)伙(huo)(huo)）之附(fu)條件生效的(de)非公(gong)(gong)開發行(xing)股(gu)票股(gu)份(fen)認購(gou)協議》等相關文件，我(wo)們(men)認為公(gong)(gong)司(si)(si)(si)(si)本(ben)次非公(gong)(gong)開發行(xing)股(gu)票涉及的(de)關聯(lian)交(jiao)易(yi)是公(gong)(gong)開、公(gong)(gong)平、合(he)理的(de)，定價公(gong)(gong)允，符合(he)公(gong)(gong)司(si)(si)(si)(si)的(de)根本(ben)利益，不存在損害(hai)公(gong)(gong)司(si)(si)(si)(si)及公(gong)(gong)司(si)(si)(si)(si)其他股(gu)東(dong)利益的(de)行(xing)為。
5、本次非公開發行前，嘉興華控享有表決權的股份比例占公司總股本的22.3981%。本次非公開發行股票的發行數量不超過424,028,268股，由嘉興華控全額認購。本次發行完成后，嘉興華控持有的公司表決權比例超過30%，仍為公司控股股東，鑒于本次非公開發行并未導致公司控股股東、實際控制人變更，且嘉興華控已承諾自發行結束之日起三十六個月內不轉讓本次向其發行的新股，根據《上市公司收購管理辦法》第六十三條的相關規定，公司董事會提請股東大會批準嘉興(xing)華控免于以要約方(fang)式(shi)增持公司股份的申請，符(fu)合相(xiang)關法(fa)律法(fa)規的規定。
我們同意將上述(shu)事(shi)項提交(jiao)公司第(di)四(si)屆董事(shi)會第(di)十四(si)次會議(yi)審(shen)議(yi)。
（本(ben)頁(ye)無正文，為《新疆(jiang)機械研(yan)究院股(gu)份有限公司(si)獨立董事(shi)(shi)關(guan)于公司(si)創業板非公開發行股(gu)票(piao)調整事(shi)(shi)項(xiang)的事(shi)(shi)前認可(ke)意見》之簽字(zi)頁(ye)）
獨立董事(shi)：
陳建國 張小武 胡(hu)海銀(yin)
年 月(yue) 日
